Compliance Services
Helping you see the forest through the trees in an ever-changing regulatory environment. Guiding you through the volume of critical laws and regulations to maintain high-level oversight of your compliance management systems.
Grounded in decades of compliance management oversight both within community banks and outside.
Risk Assessments
Assist management with the development and implementation of risk assessments for overall consumer compliance along with the Community Reinvestment Act, the Bank Secrecy Act and Anti-Money Laundering Programs.
Compliance Management Program
Assist management with developing or enhancing operating policies and procedures to ensure a comprehensive enterprise risk framework is in place commensurate with the risk profile of the institution. Confirm policies and procedures adhere with applicable consumer laws and regulations.
Compliance Officer Support
MCC can serve as the organization’s Compliance Officer becoming a member of the company’s Senior Leadership Team, if desired. Providing oversite and guidance to all staff and the Board of Directors on consumer compliance matters. We will also interface with the various regulatory agencies when needed (i.e. during examinations etc.), as requested by management.
Audits + Self Assessments
Collaborate with management on defining an audit scope and conduct transactional testing / audits on high-risk consumer compliance areas along with the Bank Secrecy Act, and Anti-Money Laundering. Assist management in developing and conducting a self assessment of Community Reinvestment Act performance.
Board and Staff Training + Development
Develop and deliver required regulatory board and staff training on specified consumer compliance laws and regulations, Community Reinvestment Act, and the Bank Secrecy Act.
Regulatory Examinations
Assist management in preparation for upcoming regulatory compliance, Community Reinvestment Act, and Bank Secrecy Act/Anti-Money Laundering examinations and collaborate with management to remedy and respond to regulatory examination findings and conclusions.
Conscious, Prepared, Practiced
For over 30 years, our leadership has learned, developed, and optimized best practices within the community banking space to drive increased organizational value. Having built organizations from the ground up through both organic initiatives and full bank acquisitions, we can help you navigate the industry challenges to move your company forward one step at a time.